Sebi imposes Rs 10 lakh fine on Angel Broking for flouting regulatory norms ...Middle East

Business Standard - Economy
Sebi imposes Rs 10 lakh fine on Angel Broking for flouting regulatory norms
source : Business Standard ( Middle East ) () 24
Capital markets regulator Sebi has slapped a fine of Rs 10 lakh on brokerage firm Angel Broking Ltd for alleged violation of regulatory norms. Angel Broking Ltd (now known as Angel One Ltd) is a Sebi-registered stock and commodity broker. The firm is listed on both the bourses -- BSE and NSE. The order came after Sebi along with the stock exchanges and the depositories conducted a comprehensive joint inspection of the functioning of Angel Broking Ltd (ABL). The period of inspection was from April 2019 to December 2020. Based on the findings of the inspection, the markets watchdog initiated adjudication proceedings against ABL. In its 78-page order, Sebi found that ABL pledged securities of c

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